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始于1988年，上市公司，集证券/基金/期货为一体，专营证券业务的非银行金融机构

东北证券股份有限公司（以下简称“公司”）前身为吉林省证券公司。2000年6月经中国证监会批准，经过增资扩股成立东北证券有限责任公司。2007年8月，锦州经济技术开发区六陆实业股份有限公司定向回购股份，以新增股份换股吸收合并东北证券有限责任公司，并更名为“东北证券股份有限公司”。2007年8月27日，公司在深圳证券交易所挂牌上市，股票简称为“东北证券”，股票代码为000686。公司注册地为吉林省长春市。

经过近三十年的努力，公司规范经营，不断进取，无论经营规模还是综合实力都取得了翻天覆地的变化。截至目前，公司已经开展证券及与证券相关的业务，包括证券经纪、证券承销与保荐、证券自营、证券研究咨询、IB、直接投资、融资融券、中小企业私募债、约定购回式证券交易、股票质押式回购交易、代销金融产品等业务，形成了较为完整的业务体系。同时公司坚持多元化发展，积极开展对外投资业务，已设立东证融通直投子公司、东证融达另类投资子公司、东证融汇证券资产管理子公司，控股渤海期货、东方基金，参股银华基金，建立起集证券、基金、期货为一体的开展综合金融服务的控股集团。公司已在全国24个省、自治区、直辖市的57个大中城市设立98家证券营业部，35家区域分公司，并在北京、上海设立了4家分公司，公司全国战略布局趋于合理并形成了一定的规模优势和品牌优势。

公司肩负“融通资源，创造财富”的使命，坚持“一切以客户收益为重，一切以员工利益为重，一切以股东权益为重，一切以社会效益为重”的核心价值观，在稳健中经营、在创新中发展、在服务中共赢。公司建立和谐的经营管理团队，通过充分调动全体员工的积极性，从根本上提高公司的创利能力，回报股东，回报社会。

英文翻译：Started in 1988, it is a listed company, which integrates securities / funds / futures. Northeast Securities Co., Ltd. (hereinafter referred to as "the company"), a non bank financial institution specializing in securities business, formerly known as Jilin securities company. In June 2000, with the approval of China Securities Regulatory Commission, Northeast Securities Co., Ltd. was established through capital increase and share expansion. In August 2007, Liulu Industry Co., Ltd. of Jinzhou Economic and Technological Development Zone repurchased its shares in a directional way, and incorporated Northeast Securities Co., Ltd. by exchanging new shares for shares, and changed its name to "Northeast Securities Co., Ltd.". On August 27, 2007, the company was listed on the Shenzhen stock exchange with the stock code of 000686. The company is registered in Changchun, Jilin Province. After nearly 30 years of efforts, the company has standardized its operation and kept forging ahead, making tremendous changes in both the scale of operation and the comprehensive strength. Up to now, the company has carried out securities and securities related businesses, including securities brokerage, securities underwriting and recommendation, securities self operation, securities research and consultation, IB, direct investment, margin trading, private placement of small and medium-sized enterprises, agreed buyback securities trading, stock pledge type repo trading, consignment of financial products and other businesses, forming a relatively complete business system. At the same time, the company adheres to diversified development and actively carries out foreign investment business. It has established direct investment subsidiary of Dongzheng RONGTONG, alternative investment subsidiary of Dongzheng Rongda, asset management subsidiary of Dongzheng Ronghui securities, holding Bohai futures, Dongfang fund, participating in Yinhua Fund, and established a holding group integrating securities, funds and futures to carry out comprehensive financial services. The company has established 98 securities business departments and 35 regional branches in 57 large and medium-sized cities of 24 provinces, autonomous regions and municipalities directly under the central government, and 4 branches in Beijing and Shanghai. The national strategic layout of the company tends to be reasonable and has formed certain scale advantages and brand advantages. The company shoulders the mission of "financing resources and creating wealth", adheres to the core values of "focusing on customer's income, employee's interests, shareholder's rights and interests, and social benefits". It operates in stability, develops in innovation and wins in service. The company establishes a harmonious operation and management team to fundamentally improve the company's profitability, return to shareholders and return to the society by fully mobilizing the enthusiasm of all employees.

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